2025 third_quarter Filing
Q3Lobbying Activities
Department of Labor QPAM proposal. Department of Labor rule on ESG investing and proxy voting.
H.R. 1807- Improving Disclosure for Investors Act of 2023 (Huizenga). General concerns regarding the volume, interconnectedness, and length of comment periods of SEC proposals. SEC mandatory swing pricing, hard close, and liquidity risk management proposal. SEC money market fund proposal.