2025 third_quarter Filing

Infrastructure Data Management Artificial Intelligence

Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal

Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Digital Assets Municipal Finance Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Rules SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC 1.25 Proposal Closed-end funds QPAM Fed/FDIC/OCC long-term debt proposal Common ownership ETF share class Stablecoin legislation Regulation and oversight of investment advisers. Digital Asset Market Structure Tokenization Access to private investments Private assets in defined contribution (DC) plans Acquired fund fees and expenses (AFFE) SEC Rule 206(4)-5 E-Delivery legislation Executive Compensation Disclosure Form PF NBFI leverage/reporting