Whistleblower Award Determination
The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its rules implementing section 23 of the Commodity Exchange Act ("CEA"). Section 23 of the CEA and the Commission's implementing regulations provide for the payment of awards, subject to certain limitations and conditions, to whistleblowers who provide the Commission with information that aids in successful enforcement efforts. The Commission is adopting amendments, which are modeled on a similar provision in the Securities and Exchange Commission's ("SEC") regulations, to part 165 of its regulations to increase the efficiency, transparency, and predictability of whistleblower claims process, thereby protecting and enhancing the program's effectiveness in incentivizing whistleblowers to report. The amendments also include technical corrections to the whistleblower rules to reflect the Whistleblower Office's ("WBO") move in 2025, consistent with its adjudicatory functions, to the Office of the General Counsel ("OGC").
What this item does
The short version, using the agency's own summary text.
The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending its rules implementing section 23 of the Commodity Exchange Act ("CEA"). Section 23 of the CEA and the Commission's implementing regulations provide for the payment of awards, subject to certain limitations and conditions, to whistleblowers who provide the Commission with information that aids in successful enforcement efforts. The Commission is adopting amendments, which are modeled on a similar provision in the Securities and Exchange Commission's ("SEC") regulations, to part 165 of its regulations to increase the efficiency, transparency, and predictability of whistleblower claims process, thereby protecting and enhancing the program's effectiveness in incentivizing whistleblowers to report. The amendments also include technical corrections to the whistleblower rules to reflect the Whistleblower Office's ("WBO") move in 2025, consistent with its adjudicatory functions, to the Office of the General Counsel ("OGC").
Final rule.
Important dates
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Published
September 16, 2026
Starts
October 16, 2026
Federal rulebook sections mentioned
These are the parts of the Code of Federal Regulations cited in the filing.