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Referral·Office of Congressional Ethicsreferral

OCE Referral Regarding Rep. Pat Fallon

Published May 31, 202220 pages
View source PDFOriginal source

Briefing

The Office of Congressional Ethics (OCE) reviewed Rep. Pat Fallon for potentially failing to timely file Periodic Transaction Reports (PTRs) required by the STOCK Act. The Board found substantial reason to believe Rep. Fallon failed to file timely PTRs for numerous transactions in 2021 and referred the matter to the House Committee on Ethics for further review. The OCE notes Rep. Fallon declined to cooperate and that he filed several PTRs in 2021 with many late disclosures and paid some late-filing fees.

Allegations

  • [high]Rep. Fallon may have failed to file timely Periodic Transaction Reports (PTRs) for various reportable securities transactions.
  • [high]Rep. Fallon filed PTRs in 2021 that contained numerous late disclosures, including 122 transactions between January and December 2021.
  • [medium]Some of Rep. Fallon’s PTR filings lacked required details for options trades and omitted reportable dividend transactions.

    • Findings

    • [referred]The Board found there is substantial reason to believe Rep. Fallon failed to file PTRs for reportable transactions in violation of federal law and House rules.

    This summary is generated by AI from the official document. Read the source PDF for the authoritative text.