FINRA (Financial Industry Regulatory Authority) is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities firms. It lobbies Congress and federal agencies on rules affecting broker-dealer regulation and customer recovery, including arbitration and other dispute-resolution forums. Its filings show four reports totaling $120,000, most recently on 2026-01-20.
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BEN HARNEY
The latest disclosures for this client.
RICH FEUER ANDERSON
Q1RICH FEUER ANDERSON
Q4The entities named in disclosed activities are the clearest available signal for where the client is aiming attention.
RICH FEUER ANDERSON
mr JOHN A ANDERSON
RICH FEUER ANDERSON
THOMAS KOONCE
RICH FEUER ANDERSON
RICH FEUER ANDERSON
Q3RICH FEUER ANDERSON
Q2RICH FEUER ANDERSON
Q1