The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees U.S. brokerage firms and securities exchanges. It lobbies on rules and oversight affecting broker-dealers, the securities industry, and financial markets. FINRA has filed lobbying reports and spent on advocacy to influence regulation of financial institutions and investments.
Show the dominant industry call, how mixed the client looks, and the allocation across the top labeled sectors.
Annual totals based on disclosed filing amounts.
Issue rankings are based on disclosed activity mentions, with filing amounts apportioned evenly across issues within the same filing.
The lobbying registrants handling this client, ranked by disclosed filing amounts.
Lobbyists are ranked by appearances and an equal share of each filing's reported amount.
CHARLES MCDOWELL
The latest disclosures for this client.
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4AThe entities named in disclosed activities are the clearest available signal for where the client is aiming attention.
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CHRISTOPHER LACIVITA jr
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FREDERICK VAUGHAN
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mr MUHAMMAD USMAN RAHIM
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MUHAMMAD RAHIM
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