SECURITIES AND TRUST INDENTURES
Title 15 - Commerce and Trade
Short title
Schedule of information required in registration statement
Contrary stipulations void
Definitions; promotion of efficiency, competition, and capital formation
Swap agreements
“Corporation of Foreign Security Holders”; creation; principal office; branch offices
Necessity for regulation
Separability
Classes of securities under this subchapter
Directors of Corporation; appointment, term of office, and removal
Definitions
Exempted transactions
Requirements with respect to certain small transactions
Powers and duties of Corporation, generally
Exempted securities and transactions
Prohibitions relating to interstate commerce and the mails
Directors of Corporation, powers and duties generally
Securities required to be registered under Securities Act
Registration of securities
Accounts and annual balance sheet of Corporation; audits
Securities not registered under Securities Act
Information required in registration statement
Annual report by Corporation; printing and distribution
Qualification of indentures covering securities not required to be registered
Taking effect of registration statements and amendments thereto
Cease-and-desist proceedings
Assessments by Corporation on holders of foreign securities
Integration of procedure with Securities Act and other Acts
Court review of orders
Subscriptions accepted by Corporation as loans; repayment
Effective time of qualification
Information required in prospectus
Loans to Corporation from Reconstruction Finance Corporation authorized
Eligibility and disqualification of trustee
Civil liabilities on account of false registration statement
Representations by Corporation as acting for Department of State or United States forbidden; interference with foreign negotiations forbidden
Preferential collection of claims against obligor
Civil liabilities arising in connection with prospectuses and communications
Effective date of subchapter
Bondholders’ lists
Limitation of actions
Reports by indenture trustee
Reports by obligor; evidence of compliance with indenture provisions
Liability of controlling persons
Duties and responsibility of the trustee
Additional remedies; limitation on remedies
Directions and waivers by bondholders; prohibition of impairment of holder’s right to payment; record date
Fraudulent interstate transactions
Special powers of trustee; duties of paying agents
Exemption from State regulation of securities offerings
Preemption of State law
Effect of prescribed indenture provisions
Special powers of Commission
Rules, regulations, and orders
Injunctions and prosecution of offenses
Hearings by Commission
Special powers of the Commission
Jurisdiction of offenses and suits
Judicial review
Unlawful representations
Liability for misleading statements
Penalties
Jurisdiction of other Government agencies over securities
Private securities litigation
Application of safe harbor for forward-looking statements
Conflicts of interest relating to certain securitizations
General exemptive authority
Data standards
Effect on existing law