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US Code Title 15Chapter 2D

Chapter 2D

INVESTMENT COMPANIES AND ADVISERS

Title 15 - Commerce and Trade

92 sections

Sections

§ 80a–1

Findings and declaration of policy

§ 80a–10

Affiliations or interest of directors, officers, and employees

§ 80a–11

Offers to exchange securities

§ 80a–12

Functions and activities of investment companies

Very long

§ 80a–13

Changes in investment policy

§ 80a–14

Size of investment companies

§ 80a–15

Contracts of advisers and underwriters

§ 80a–16

Board of directors

§ 80a–17

Transactions of certain affiliated persons and underwriters

§ 80a–18

Capital structure of investment companies

§ 80a–19

Payments or distributions

§ 80a–2

Definitions; applicability; rulemaking considerations

§ 80a–20

Proxies; voting trusts; circular ownership

§ 80a–21

Loans by management companies

§ 80a–22

Distribution, redemption, and repurchase of securities; regulations by securities associations

§ 80a–23

Closed-end companies

§ 80a–24

Registration of securities under Securities Act of 1933

§ 80a–25

Reorganization plans; reports by Commission

§ 80a–26

Unit investment trusts

§ 80a–27

Periodic payment plans

§ 80a–28

Face-amount certificate companies

§ 80a–29

Reports and financial statements of investment companies and affiliated persons

§ 80a–3

Definition of investment company

§ 80a–30

Accounts and records

§ 80a–31

Accountants and auditors

§ 80a–32

Filing of documents with Commission in civil actions

§ 80a–33

Destruction and falsification of reports and records

§ 80a–34

Unlawful representations and names

§ 80a–35

Breach of fiduciary duty

§ 80a–36

Larceny and embezzlement

§ 80a–37

Rules, regulations, and orders

§ 80a–38

Procedure for issuance of rules and regulations

§ 80a–39

Procedure for issuance of orders

§ 80a–3a

Protection of philanthropy under State law

§ 80a–4

Classification of investment companies

§ 80a–40

Hearings by Commission

§ 80a–41

Enforcement of subchapter

§ 80a–42

Court review of orders

§ 80a–43

Jurisdiction of offenses and suits

§ 80a–44

Disclosure of information filed with Commission; copies

§ 80a–45

Reports by Commission; hiring and leasing authority

§ 80a–46

Validity of contracts

§ 80a–47

Liability of controlling persons; preventing compliance with subchapter

§ 80a–48

Penalties

§ 80a–49

Construction with other laws

§ 80a–5

Subclassification of management companies

§ 80a–50

Separability

§ 80a–51

Short title

§ 80a–52

Effective date

§ 80a–53

Election to be regulated as business development company

§ 80a–54

Acquisition of assets by business development companies

§ 80a–55

Qualifications of directors

§ 80a–56

Transactions with certain affiliates

§ 80a–57

Changes in investment policy

§ 80a–58

Incorporation of subchapter provisions

§ 80a–59

Functions and activities of business development companies

§ 80a–6

Exemptions

§ 80a–60

Capital structure

§ 80a–61

Loans

§ 80a–62

Distribution and repurchase of securities

§ 80a–63

Accounts and records

§ 80a–64

Preventing compliance with subchapter; liability of controlling persons

§ 80a–7

Transactions by unregistered investment companies

§ 80a–8

Registration of investment companies

§ 80a–9

Ineligibility of certain affiliated persons and underwriters

§ 80b–1

Findings

§ 80b–10

Disclosure of information by Commission

§ 80b–10a

Consultation

§ 80b–11

Rules, regulations, and orders of Commission

§ 80b–12

Hearings

§ 80b–13

Court review of orders

§ 80b–14

Jurisdiction of offenses and suits

§ 80b–15

Validity of contracts

§ 80b–17

Penalties

§ 80b–18

Hiring and leasing authority of Commission

§ 80b–18a

State regulation of investment advisers

§ 80b–18b

Custody of client accounts

§ 80b–18c

Rule of construction relating to the Commodities Exchange Act

§ 80b–19

Separability

§ 80b–2

Definitions

§ 80b–20

Short title

§ 80b–21

Effective date

§ 80b–3

Registration of investment advisers

§ 80b–3a

State and Federal responsibilities

§ 80b–4

Reports by investment advisers

§ 80b–4a

Prevention of misuse of nonpublic information

§ 80b–5

Investment advisory contracts

§ 80b–6

Prohibited transactions by investment advisers

§ 80b–6a

Exemptions

§ 80b–7

Material misstatements

§ 80b–8

General prohibitions

§ 80b–9

Enforcement of subchapter