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U.S. Code/Title 7/§ 9c

Title 7

7

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7 U.S.C. § 9c.Chapter 1

§ 9c

Notice of investigations and enforcement actions

Title 7
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Back to Chapter 1Previous: § 9b

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to , any floor broker or floor trader exempt from registration pursuant to , any associated person exempt from registration pursuant to , or any board of trade designated as a contract market pursuant to .section 6f(a)(2) of this titlesection 6f(a)(3) of this titlesection 6k(6) of this titlesection 7b–1 of this title

§ 9b

Release: pl-119-103 (2026-09-02)

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